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运筹学学报(中英文) ›› 2026, Vol. 30 ›› Issue (3): 116-132.doi: 10.15960/j.cnki.issn.1007-6093.2026.03.007

所属专题: 运筹与管理前沿:模型、算法及其应用专辑

• 运筹与管理前沿:模型、算法及其应用专辑 • 上一篇    下一篇

一种基于方差缩减的联邦对称交替方向乘子法

贾泽慧†, 李丹丹, 肖玉娇, 岳素云   

  1. 南京信息工程大学数学与统计学院, 江苏南京 210044
  • 收稿日期:2026-04-13 发布日期:2026-09-12
  • 通讯作者: 贾泽慧 E-mail:jiazehui90@126.com
  • 基金资助:
    国家自然科学基金(No.11801279),江苏省自然科学基金(No.BK20180782)

A variance-reduced federated symmetric alternating direction method of multipliers

JIA Zehui†, LI Dandan, XIAO Yujiao, YUE Suyun   

  1. School of Mathematics and Statistics, Nanjing University of Information Science and Technology, Nanjing 210044, Jiangsu, China
  • Received:2026-04-13 Published:2026-09-12

摘要: 针对联邦学习中通信带宽受限、计算资源不足及数据异构性等核心挑战,本文提出一种基于方差缩减的联邦对称交替方向乘子法(variance-reduced federated symmetric alternating direction method of multipliers,FedSADMM-VR)。该方法以对称交替方向乘子法为基本框架,引入周期通信策略以降低通信成本,并通过对线性化子问题引入方差缩减随机梯度进行非精确求解,从而有效降低本地计算复杂度与总通信成本。此外,算法在本地更新过程中对称地执行对偶变量更新,以缓解对偶变量滞后导致的信息偏差,增强模型在非独立同分布数据下的稳定性。理论分析表明,在非凸情形下,该算法无需有界梯度差异假设即可实现次线性收敛率。在合成数据、a9a、phishing与FEMNIST数据集上的实验表明,FedSADMM-VR在减少通信轮数的同时仍能保持有效的测试精度,并在非独立同分布数据环境下表现出较好的收敛稳定性。

关键词: 联邦学习, 对称交替方向法, 方差缩减, 收敛性分析, 图像分类

Abstract: To address the core challenges of limited communication bandwidth, insufficient computational resources, and data heterogeneity in federated learning, this paper proposes a variance-reduced federated symmetric alternating direction method of multipliers, termed FedSADMM-VR. Built upon the Symmetric ADMM framework, the proposed method introduces a periodic communication strategy to reduce communication overhead, and employs variance-reduced stochastic gradients to inexactly solve linearized subproblems, thereby effectively lowering both the local computational complexity and the overall communication cost. Furthermore, the algorithm performs symmetric dual variable updates during the local update process, which mitigates the information bias induced by dual variable staleness and enhances the stability of the model under non-independent and identically distributed data. Theoretical analysis establishes that, in the non-convex setting, the algorithm achieves a sublinear convergence rate without requiring the bounded gradient dissimilarity assumption. Experimental results on synthetic data and the a9a, phishing, and FEMNIST datasets demonstrate that FedSADMM-VR can maintain effective test accuracy while reducing the number of communication rounds, and exhibits relatively stable convergence behavior under non-independent and identically distributed data settings.

Key words: federated learning, symmetric alternating direction method of multipliers, variance reduction, convergence analysis, image classification

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