将区块链技术应用到新能源汽车供应链能够在一定程度上解决废旧电池利用率不高和回收难等问题。在这一背景下,本文考虑了由一个投资区块链技术的动力电池供应商、一个普通零件供应商和一个新能源汽车制造商组成的闭环供应链,重点研究系统在动态决策环境下的情形。将区块链技术应用到动力电池的全生命周期追溯过程,刻画了新能源汽车动力电池可追溯水平动态变化的随机演化过程。在动力电池供应商和新能源汽车制造商分别作为回收主体以及两者垂直整合模式下,构建了三个主从随机微分博弈模型。通过求解三个模型下的反馈均衡解,比较了供应链在达到稳态情形下的状态变量、决策变量和反馈利润。最后,结合数值算例检验了新能源汽车闭环供应链在静态和动态下的运营绩效。本文得出的研究结论能够为新能源汽车企业应用区块链技术、回收废旧动力电池和供应链整合提供一定的参考。
The application of blockchain technology in the new energy vehicle supply chain can to a certain extent solve the problems of low utilization rate and difficult recycling of waste power batteries. In this context, this paper considers the dynamic strategy for a new energy vehicle closed-loop supply chain consisting of one power battery supplier, one general component supplier and one manufacturer. In this system, blockchain technology is adopted to trace the lifecycle process management of the power battery. The stochastic evolution process of the traceability level is described to show the dynamic changes of the power battery. For the three cases that the power battery supplier and the manufacturer are respectively responsible for recycling products and the vertical integration of both parties is implemented, we construct the corresponding leader-follower stochastic differential game models. By solving the feedback equilibrium, we compare the state variables, decision variables and feedback profits of the three models when the system reaches the steady situation. Numerical examples are provided to conduct the performance of the supply chain in the unsteady-state and dynamic environments. These findings provide some guides for the new energy vehicle enterprises to adopt the blockchain technology, recycle the waste power batteries and integrate the supply chain.
[1] Li S, Qu S, Wahab M I M, et al. Low-carbon supply chain optimisation with carbon emission reduction level and warranty period: Nash bargaining fairness concern [J]. International Journal of Production Research, 2024, 62(18): 6665-6687.
[2] 谢隽阳,乐为,郭本海,基于生产者责任延伸的新能源汽车动力电池回收帕累托均衡[J] 中国管理科学,2022,30(11):309-320.
[4] 贾俊秀,赵学科,政府补贴下新能源汽车供应链电池续航能力及回收策略[J].系统工程学报,2022, 37(3): 330-343.
[5] 王文宾,刘业,钟罗升,等.补贴-惩罚政策下废旧动力电池的回收决策研究[J].中国管理科学,2023, 31(11):90-102.
[6] De Giovanni P. A joint maximization incentive in closed-loop supply chains with competing retailers: The case of spent-battery recycling [J]. European Journal of Operational Research, 2018, 268(1): 128-147.
[7] 谢家平,李璟,杨非凡,等.新能源汽车闭环供应链的多级契约决策优化[J]. 管理工程学报,2020, 34(2):180-193.
[8] Li X, Du J, Liu P, et al. Optimal choice of power battery joint recycling strategy for electric vehicle manufacturers under a deposit-refund system [J]. International Journal of Production Research, 2023, 61(21): 7281-7301.
[9] Zhang C, Li H, Tian Y X. Manufacturer’s carbon abatement strategy and selection of spent power battery collecting mode based on echelon utilization and cap-and-trade policy [J]. Computers & Industrial Engineering, 2023, 177: 109079.
[10] 冯中伟,晁乾坤,谭春桥,考虑动力电池回收的电动汽车制造商竞争与竞合策略选择[J].系统工程理论与实践,2024,44(2):625-644.
[11] Hastig G M, Sodhi M M S. Blockchain for supply chain traceability: Business requirements and critical success factors [J]. Production and Operations Management, 2020, 29(4): 935-954.
[12] Li Z, Xu, X, Bai Q, et al. The interplay between blockchain adoption and channel selection in combating counterfeits [J]. Transportation Research Part E: Logistics and Transportation Review, 2021, 155: 102451.
[13] 屈绍建,李帅.区块链背景下订单转保理的供应链金融博弈模型[J].系统工程理论与实践,2023, 43(12):3570-3586.
[14] Cui Y, Hu M, Liu J. Value and design of traceability-driven blockchains [J]. Manufacturing & Service Operations Management, 2023, 25(3): 1099-1116.
[15] Ma D, Hu J. The optimal combination between blockchain and sales format in an internet platform-based closed-loop supply chain [J]. International Journal of Production Economics, 2022, 254: 108633.
[16] Feng Z, Luo N, Shalpegin T, et al. The influence of carbon emission reduction instruments on blockchain technology adoption in recycling batteries of the new energy vehicles [J]. International Journal of Production Research, 2024, 62(3): 891-908.
[17] Prasad A, Sethi S P. Competitive advertising under uncertainty: A stochastic differential game approach [J]. Journal of Optimization Theory and Applications, 2004, 123: 163-185.
[18] 徐春明,吴晨晨,原白云,新产品供应链下考虑顾客体验效应的制造商渠道返利策略研究[J]。运筹学学报,2022,26(3):120-132.